The Bank of China is the first bank to receive a fine of 1 million yuan

category:Finance
 The Bank of China is the first bank to receive a fine of 1 million yuan


Huaxia Bank Tianjin Branch has the largest amount of tickets

According to the information disclosure form of administrative penalty (jybjjjjjjjjjjjjjjzz [2019] No. 56), the internal control and management of tangguantun business office of Tianjin Jinghai District of China Post Savings Bank is not in place, which seriously violates the prudent operation rules and is fined 500000 yuan.

According to the information disclosure form of administrative punishments (jybjjjjjjzz [2019] No. 57 and No. 58), Tianjin Branch of Huaxia Bank Co., Ltd. has illegally issued working capital loans, in addition, the post loan management is not in place, and some credit funds are returned to the borrower for transferring to the banks fixed deposit, and RMB 1 million is fined.

Sun Yang was directly responsible for the above illegal facts of Huaxia Bank Tianjin branch and was given the administrative punishment decision of warning.

According to the information disclosure form of administrative punishments (jybjjjjjjjzz [2019] No. 59, No. 60 and No. 61), the working capital loan of Tianjin Huaming Village Bank Co., Ltd. was misappropriated as the bank guarantee deposit, which seriously violated the prudent operation rules and was fined 500000 yuan.

Meng Xianghao and Meng Rongrong are directly responsible for the above illegal facts of Tianjin Huaming village bank, and both of them are given administrative punishment decisions of warning.

The above banks were fined a total of 2.5 million yuan.

In addition, according to three fines issued by Dalian banking and Insurance Regulatory Bureau, Zhao Zhenyu, Wang Guangjun and Tian Yu are directly responsible for the small and micro joint guarantee credit business illegally carried out by Dalian Branch of Minsheng Bank. Zhao Zhenyu is forbidden to work in the banking industry for three years, Wang Guangjun is forbidden to work in the banking industry for five years, and Tian Yu is disqualified from being a senior manager for life and is forbidden to work in the banking industry for five years Industry work.

Many companies were fined nearly 1.5 million yuan

According to the information disclosure form of administrative penalty (gybjjjjjjzz [2019] No. 58), if Beijing Branch of Taikang Life Insurance Co., Ltd. changes the business place of its branch without the approval of the insurance regulatory authority, Beijing Banking and insurance regulatory bureau shall order Taikang Life Insurance Co., Ltd. Beijing branch to make corrections and impose an administrative penalty of 30000 yuan; Ren Zhibin, the punished party, shall be warned and fined 10000 yuan Yuan.

According to the public form of administrative penalty information (gybjjjjjjjjjzz [2019] No. 59), if Kangsheng (Beijing) Insurance Sales Co., Ltd. prepares or provides false reports, statements, documents and materials, the Beijing Banking and insurance regulatory bureau shall order Kangsheng (Beijing) Insurance Sales Co., Ltd. to make corrections and impose a fine of 500000 yuan; Liu Zhenhua, the punished party, shall be given a warning and a fine of 100000 yuan.

According to the decision on administrative penalty (jybjjjjjjjjjjjzz [2019] No. 62), Jizhou branch of China Life Insurance Co., Ltd. Tianjin Branch (hereinafter referred to as guoshoujin branch) and other branches changed their business places without the approval of the regulatory authorities. Qi Baohua, assistant general manager of guoshoujin branch at that time, was the person in charge of the above-mentioned acts directly, and Qi Baohua, deputy director of the office at that time (main) Liu Jin and Wang Haolong, then assistant director of guoshoujin Branch Office (in charge of the work), are other persons directly responsible for the illegal act.

Tianjin banking and Insurance Regulatory Bureau will impose a fine of 100000 yuan on guoshoujin branch, 50000 yuan on qibaohua, 10000 yuan on Liu Jin and 10000 yuan on Wang Haolong.

According to the decision on administrative punishment (jybjjjjjjjzz [2019] No. 63), Tianjin Branch of Bohai Life Insurance Co., Ltd. (hereinafter referred to as Bohai life insurance branch) has prepared and provided false information to operate insurance business across regions. Fu Yu, general manager of Bohai life insurance branch at that time, is directly responsible for the above-mentioned acts. Xie Peixin, manager of bank insurance department at that time, is the illegal act Other persons directly responsible.

Tianjin bancassurance Bureau will give a warning to Bohai Life Insurance Co., Ltd. and impose a fine totaling 330000 yuan; Fu Yu will be given a warning and imposed a fine of 60000 yuan; Xie Peixin will be given a warning and imposed a fine of 30000 yuan.

Tianjin bancassurance bureau decided to impose a fine of 180000 yuan on Ruijin humon Tianjin branch and a warning and a fine of 60000 yuan on Guo gang. The above-mentioned companies and relevant responsible persons were fined RMB 1.47 million in total. In addition, according to the administrative penalty decision No. [2019] 65, Tianjin Antai Automobile Sales Co., Ltd. refused to cooperate with the inspection team of Tianjin bancassurance bureau to carry out on-site inspection, and refused to provide inspectors with insurance concurrent agency business files, standing books, financial accounting data and other materials. Tianjin bancassurance bureau decided to revoke its insurance concurrent agency business license. (Zhongxin Jingwei APP) source: Zhongxin Jingwei editor in charge: Wang xiaowu_

Tianjin bancassurance bureau decided to impose a fine of 180000 yuan on Ruijin humon Tianjin branch and a warning and a fine of 60000 yuan on Guo gang.

The above-mentioned companies and relevant responsible persons were fined RMB 1.47 million in total.

In addition, according to the administrative penalty decision No. [2019] 65, Tianjin Antai Automobile Sales Co., Ltd. refused to cooperate with the inspection team of Tianjin bancassurance bureau to carry out on-site inspection, and refused to provide inspectors with insurance concurrent agency business files, standing books, financial accounting data and other materials. Tianjin bancassurance bureau decided to revoke its insurance concurrent agency business license. (Zhongxin Jingwei APP)