The CBRC opened 159 tickets in April. These special financial institutions were also fined.

category:Society
 The CBRC opened 159 tickets in April. These special financial institutions were also fined.


The number of fines disclosed by the banking regulatory authorities in April has risen sharply with the amount of fines. According to the surging news statistics, in April 2018, the banking regulatory authorities at all levels disclosed 159 tickets, of which 48 were disclosed by the banking regulatory bureau at all levels, 111 were disclosed by the CBRC branch and a total of 42 million 973 thousand and 700 yuan. Compared with the 81 tickets and 18 million 446 thousand Yuan fines disclosed in March, the number of fines and the amount of fines disclosed in April had been greatly improved. In the case of violation, the major problems that the banking regulatory authorities at all levels disclosed in April were in violation of the macro-control policies, the shadow banks and the risk of cross financial products, and there were still more violations in the business and financial services. In addition, there are some special financial institutions in particular risk conditions, such as from 2005 to 2017, Pangu bank website outsourcing management failure, the illegal invasion and other risk events; the Bank of Puer City branch did not strictly implement the internal control system, leading employees to steal bank self-service equipment. Judging from the trend of punishment by the banking supervision department, it has increased the supervision and accountability of the responsible persons, and the double punishment measures are obvious. In April, 89 people were subject to administrative penalties, of which 8 were banned for life, and 12 were sentenced to abolition of senior management qualifications or banking qualification for a number of years. Illegal use of funds for securities transactions, real estate transactions and other phenomena flooding. Since the beginning of this year, the banking supervision departments at all levels have continued to beat financial institutions that violate macro-control policies. In January, the CBRC clearly pointed out that the violation of macro regulation policies included violating the credit policy and violating the real estate industry policy in 2018. Specifically, the first ticket issued by the banking regulatory authorities at all levels in April involves violation of credit policies. From 2016 to 2017, the cash instalment funds of the credit card center of the Bank of pub were used for securities trading. From 2015 to 2017, some credit card instalments were used in non consumption areas, and it was a serious violation of Prudential management rules. Due to the above reasons, the Shanghai Pudong Development Bank Credit Card Center was fined 1 million 751 thousand and 700 yuan by the Shanghai banking regulatory bureau. In addition, the Zhejiang branch of the Bank of China has been misappropriated for the purchase of personal consumer loan funds; the postal savings bank, Hangzhou branch, has been misappropriated by the Hangzhou branch of the Bank of China, and is misappropriated to the stock market; the Yangqu County branch of the Agricultural Development Bank of China has provided financial guarantee against the foreign bank, and the Rural Commercial Bank of Haining, Zhejiang. Personal loan funds are diverted to purchase, and mortgage loans are issued to commercial houses which have not been completed and accepted. Many special financial institutions such as policy banks and AMC were fined. Many special professional financial institutions such as policy banks and the four largest Asset Management Co (four big AMC) have also been punished for many violations. In April 10th, the Shanxi Banking Regulatory Bureau revealed that the Yangqu County branch of the Agricultural Development Bank of China was fined 300 thousand yuan for providing financial guarantee for illegal foreign funds, and the responsible person Zhang Mingchen was prohibited from engaging in banking for a lifetime. The ticket of the Beijing Banking Regulatory Bureau on April 23rd revealed that the Beijing branch of the Chinese import and Export Bank of China was fined 500 thousand yuan for the serious violation of the Prudential management rules, and the direct responsible person Li Changjun provided a guarantee for the illegal foreign affairs. Administrative penalties for the work of the industry. Li Changjun was originally the former party secretary and President of the Beijing branch of the China Import and export bank. As the first regular army to acquire, manage and dispose of bad bank assets, the four AMC (Huarong, Orient, the Great Wall, XinDa) are no longer a simple Asset Management Co, and they have been transformed into a full licence financial holding platform, with banks, insurance, securities, trust, financial leasing and other gold. Financial institutions. The increase of its business system also brings greater risk exposure. The Shaanxi Banking Regulatory Bureau disclosed the same day that the Yangqu County branch of the agricultural issuing branch of the agricultural branch of the Shaanxi county was issued a financing guarantee. It also disclosed the existence of unauthorized examination and approval of business in the branch of Huarong assets and the failure of internal control; the failure to implement the risk control measures resulted in the suspension and risk of the security rights, and the company was punished by 700 thousand yuan. As a responsible person, Xu Deming, Yu Xiaobing and other 6 points were all warned or fined. Another State-owned Assets Management Corporation the Great Wall assets, its Henan branch has illegal acquisition of non - performing assets of financial institutions; illegal concealment of non-performing assets, concealment of real risk and other violations. In April 23rd, the Henan Banking Regulatory Bureau disclosed that the tickets issued by the Henan Banking Regulatory Commission showed that the total assets of the the Great Wall branch of the the Great Wall company were fined 800 thousand yuan as a result of the above two violation cases. The source of this article: surging news editor: Guo Ping _B7442 As the first regular army to acquire, manage and dispose of bad bank assets, the four AMC (Huarong, Orient, the Great Wall, XinDa) are no longer a simple Asset Management Co, and they have been transformed into a full licence financial holding platform, with banks, insurance, securities, trust, financial leasing and other gold. Financial institutions. The increase of its business system also brings greater risk exposure. The Shaanxi Banking Regulatory Bureau disclosed the same day that the Yangqu County branch of the agricultural issuing branch of the agricultural branch of the Shaanxi county was issued a financing guarantee. It also disclosed the existence of unauthorized examination and approval of business in the branch of Huarong assets and the failure of internal control; the failure to implement the risk control measures resulted in the suspension and risk of the security rights, and the company was punished by 700 thousand yuan. As a responsible person, Xu Deming, Yu Xiaobing and other 6 points were all warned or fined. Another State-owned Assets Management Corporation the Great Wall assets, its Henan branch has illegal acquisition of non - performing assets of financial institutions; illegal concealment of non-performing assets, concealment of real risk and other violations. In April 23rd, the Henan Banking Regulatory Bureau disclosed that the tickets issued by the Henan Banking Regulatory Commission showed that the total assets of the the Great Wall branch of the the Great Wall company were fined 800 thousand yuan as a result of the above two violation cases.